Professional Couple Seeking Second Opinion On Investments

PROFESSIONAL COUPLE SEEKING SECOND OPINION ON INVESTMENTS

A business acquaintance of ours referred this couple to us. They were looking for a second opinion on their investment portfolio and verification of their ability to retire comfortably.

THE SITUATION

• Married couple with 3 adult children
• Founders of a medical center; practicing physicians
• Concerned about financial independence in retirement while maintaining current lifestyle
• Significant future federal estate tax liability coverage

OUR APPROACH

• Planned their cash flow to help verify their level of financial independence for retirement
• Constructed a well-diversified portfolio with exposure to stocks, bonds, alternatives & private equity
• Funded back door Roth IRA contributions
• Worked with the accountant to provide investment portfolio data to help with year-end tax planning

SIGNIFICANT RESULTS

• Increased confidence to retire comfortably
• Well diversified investment portfolio with a plan to fund future estate taxes
• Assets better located and protected from outside risks and taxation